SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 11/13/2003
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3. Issuer Name and Ticker or Trading Symbol
ACXIOM CORP
[ ACXM ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
Organization Leader |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Stock, $.10 Par Value |
75.2002 |
D |
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Common Stock, $.10 Par Value |
10.529 |
I |
by Managed Account 1
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
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04/01/2001 |
03/31/2016 |
Common Stock, $.10 Par Value |
1,054 |
11.08 |
D |
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Non-Qualified Stock Option (right to buy)
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08/07/2016 |
Common Stock, $.10 Par Value |
15,594 |
11.14 |
D |
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Non-Qualified Stock Option (right to buy)
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10/01/2016 |
Common Stock, $.10 Par Value |
10,351 |
11.14 |
D |
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Non-Qualified Stock Option (right to buy)
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04/01/2001 |
03/31/2016 |
Common Stock, $.10 Par Value |
1,048 |
11.5 |
D |
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Non-Qualified Stock Option (right to buy)
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04/01/2001 |
03/31/2016 |
Common Stock, $.10 Par Value |
1,804 |
13.325 |
D |
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Non-Qualified Stock Option (right to buy)
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08/07/2016 |
Common Stock, $.10 Par Value |
8,070 |
13.925 |
D |
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Non-Qualified Stock Option (right to buy)
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08/05/2018 |
Common Stock, $.10 Par Value |
14,763 |
15.1 |
D |
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Non-Qualified Stock Option (right to buy)
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05/28/1997 |
05/27/2012 |
Common Stock, $.10 Par Value |
7,000 |
15.7 |
D |
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Non-Qualified Stock Option (right to buy)
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08/06/2017 |
Common Stock, $.10 Par Value |
5,729 |
16.35 |
D |
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Non-Qualified Stock Option (right to buy)
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08/07/2016 |
Common Stock, $.10 Par Value |
8,325 |
16.71 |
D |
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Non-Qualified Stock Option (right to buy)
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10/12/2014 |
Common Stock, $.10 Par Value |
13,875 |
17.93 |
D |
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Non-Qualified Stock Option (right to buy)
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08/06/2017 |
Common Stock, $.10 Par Value |
2,990 |
20.438 |
D |
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Non-Qualified Stock Option (right to buy)
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08/08/2015 |
Common Stock, $.10 Par Value |
10,970 |
23.4375 |
D |
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Non-Qualified Stock Option (right to buy)
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05/19/2013 |
Common Stock, $.10 Par Value |
2,164 |
24.24 |
D |
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Non-Qualified Stock Option (right to buy)
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08/06/2017 |
Common Stock, $.10 Par Value |
3,108 |
24.525 |
D |
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Non-Qualified Stock Option (right to buy)
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05/26/1999
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05/25/2014 |
Common Stock, $.10 Par Value |
10,341 |
26.08 |
D |
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Non-Qualified Stock Option (right to buy)
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05/24/2000 |
05/23/2015 |
Common Stock, $.10 Par Value |
3,319 |
27.75 |
D |
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Non-Qualified Stock Option (right to buy)
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05/25/2014 |
Common Stock, $.10 Par Value |
2,741 |
32.6 |
D |
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Non-Qualified Stock Option (right to buy)
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05/19/2013 |
Common Stock, $.10 Par Value |
1,249 |
36.36 |
D |
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Non-Qualified Stock Option (right to buy)
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05/25/2014 |
Common Stock, $.10 Par Value |
2,986 |
39.12 |
D |
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Non-Qualified Stock Option (right to buy)
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05/19/2013 |
Common Stock, $.10 Par Value |
1,412 |
48.48 |
D |
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Explanation of Responses: |
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By: Catherine L. Hughes, Attorney-in-Fact For: Kevin R. Zaffaroni |
11/24/2003 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Kevin Zaffaroni : Power of Attorney
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints Catherine L. Hughes and Jerry C. Jones, or either of them, signing singly, as his
true and lawful attorneys-in-fact, for such period of time that the undersigned is required to file reports pursuant to Section
16(a) of the Securities Act of 1934 ("Exchange Act") due to his affiliation with Acxiom Corporation, to:
(1) execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Exchange
Act and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary to complete the
execution of any such Form 3, 4 or 5 and the timely filing of such form with the United States Securities and
Exchange Commission and any other authority as required by law; and
(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such
attorneys-in-fact, may be of benefit to, in the best interest of or legally required by the undersigned, it being
understood that the documents executed by such attorneys-in-fact on behalf of the undersigned pursuant to this
Power of Attorney shall be in such form and shall contain such terms and conditions as such attorneys-in-fact may
approve in their discretion.
The undersigned hereby grants to such attorneys-in-fact full power and authority to do every act requisite, necessary and proper to
be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned
could do if personally present, with full power of substitution, hereby ratifying and confirming all that such attorneys-in-fact
shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The ndersigned
acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming
any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 14th day of November, 2003.
/s/ Kevin Zaffaroni
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Signature
Kevin Zaffaroni
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Print Name