SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
| ACXIOM CORPORATION |
| 301 E. DAVE WARD DRIVE |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
09/12/2017
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3. Issuer Name and Ticker or Trading Symbol
ACXIOM CORP
[ ACXM ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Divisional Co-President |
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Common Stock, $.10 Par Value |
59,956
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D |
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| Common Stock, $.10 Par Value |
1,130.8989
|
I |
by Managed Account 1 |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Incentive Stock Option (right to buy) |
08/24/2013 |
07/23/2023 |
Common Stock, $.10 Par Value |
452 |
0.85 |
D |
|
| Incentive Stock Option (right to buy) |
02/24/2012 |
01/23/2022 |
Common Stock, $.10 Par Value |
797 |
1.1 |
D |
|
| Incentive Stock Option (right to buy) |
|
03/24/2024 |
Common Stock, $.10 Par Value |
11,559 |
2.58 |
D |
|
| Non-Qualified Stock Option (right to buy) |
01/13/2013 |
12/12/2022 |
Common Stock, $.10 Par Value |
4,517 |
0.85 |
D |
|
| Non-Qualified Stock Option (right to buy) |
|
06/29/2026 |
Common Stock, $.10 Par Value |
36,671 |
21.32 |
D |
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| Explanation of Responses: |
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|
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By: Catherine L. Hughes, Attorney-in-Fact For: Anneka R. Gupta |
09/14/2017 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints Catherine L. Hughes
and Jerry C. Jones, or either of them, signing singly, as his true
and lawful attorneys-in-fact, for such period of time that the
undersigned is required to file reports pursuant to Section 16(a)
of the Securities Act of 1934 ("Exchange Act") due to his affiliation
with Acxiom Corporation, to:
(1) execute for and on behalf of the undersigned Forms 3,
4 and 5 in accordance with Section 16(a) of the Exchange Act and the
rules thereunder;
(2) do and perform any and all acts for and on behalf of
the undersigned which may be necessary to complete the execution of
any such Form 3, 4 or 5 and the timely filing of such form with the
United States Securities and Exchange Commission and any other authority
as required by law; and
(3) take any other action of any type whatsoever in
connection with the foregoing which, in the opinion of such
attorneys-in-fact, may be of benefit to, in the best interest of
or legally required by the undersigned, it being understood that
the documents executed by such attorneys-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form
and shall contain such terms and conditions as such attorneys-in-fact
may approve in their discretion.
The undersigned hereby grants to such attorneys-in-fact full power
and authority to do every act requisite, necessary and proper to be
done in the exercise of any of the rights and powers herein granted,
as fully to all intents and purposes as the undersigned could do if
personally present, with full power of substitution, hereby ratifying
and confirming all that such attorneys-in-fact shall lawfully do or
cause to be done by virtue of this Power of Attorney and the rights
and powers herein granted. The undersigned acknowledges that the
foregoing attorneys-in-fact, in serving in such capacity at the request
of the undersigned, are not assuming any of the undersigned's
responsibilities to comply with Section 16 of the Exchange Act.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of the 29th day of August, 2017.
/s/ Anneka Gupta
Signature
Anneka R. Gupta
Print Name
Divisional Co-President
Title
